Report Finds Racial and Ethnic Disparities in Study of Criminal Case Outcomes

Civil rights advocates have long accused the criminal justice system of having bias against people of color, and in particular African Americans, but until recently there was little systematic data to shed light on the perspective.  That is starting to change.  A few weeks ago, a study out of Stanford University found that police officers consistently use less respectful language with black community members than with white community members.

That is followed up with a new study by the Quattrone Center for the Fair Administration of Justice, in collaboration with the San Francisco Public Defender, which investigates the differences in the processing of and final outcomes for Black, White, and Latinx defendants.

For the most part, studies of racial disparities in the criminal justice system have focused on final case outcomes, such as conviction, incarceration, and sentence length.

The report uses data from over 10,750 case records from the San Francisco Public Defender’s Office from 2011 to 2014. Along with arrest and conviction information, these records cover the entire pretrial process, and provide a more thorough view of the experiences of the defendants as they move through the criminal justice system.

Analysis of the data revealed that Black, White, and Latinx indigent defendants in San Francisco have substantially different experiences in the criminal adjudication process. In particular, Quattrone Center researchers identified Black/White and Latinx/White disparities across several metrics related to case processing and outcomes:
Black defendants are held in pretrial custody 62 percent longer than Whites;

  • The time to resolution of cases involving Black defendants is 14 percent longer than the time to resolution of cases involving White defendants;
  • Defendants of color are convicted of more serious crimes than White defendants — Blacks are convicted of 60 percent more felonies and 10% fewer misdemeanors, while Latinx defendants are convicted of the same proportion of felonies as Whites but 10 percent more misdemeanors; and
  • Defendants of color receive sentences that are, on average, 28 percent longer than those received by White defendants.

While these disparities are occurring within the plea bargaining system, the analysis also reveals that the plea bargaining process itself appears to neither contribute to the disparate outcomes, nor to reduce the disparities.  Rather, the majority of these disparities seem to be generated by two factors that pre-date the case adjudication process:

  • People of color receive more serious charges from police at the initial booking stage; and
  • People of color have pre-existing criminal histories that exacerbate their treatment for subsequent charged offenses.

A release from the San Francisco Public Defender’s Office found that booking charges play an outsized role in creating the San Francisco justice system’s dramatic racial disparities.

As a result, on Tuesday, San Francisco Public Defender Jeff Adachi announced the formation of a team to scrutinize the early charges for bias.

The Pretrial Release Unit, comprised of two deputy public defenders and one investigator, will launch Oct. 1. The team will intervene between arrest and arraignment, reviewing police reports and conducting preliminary investigations to ensure cases have not been overcharged. In appropriate cases, the team will argue for bail reduction or pretrial release. The program, modeled after Miami-Dade Public Defender’s pioneering and money-saving Early Representation Unit, will be only the second program of its kind nationwide. The City of San Francisco has approved funding of $335,557 for the first fiscal year.

The formation of the unit was prompted by the results of the Quattrone Center study.

The review of 10,753 complete case records between 2011 and 2014 from the Public Defender’s Office revealed that people of color receive more serious charges at the initial booking stage, reflecting decisions by the San Francisco Police Department and other booking agencies. Those booking charges create a ripple effect that follows defendants through the justice system and results in more jail time and more serious convictions for African Americans.

Booking decisions are made by a police officer’s initial impressions, often before all the evidence has been gathered or witnesses interviewed. It is then sent to the district attorney, who recommends charges. Public defenders are not assigned to the case until arraignment, after a person has spent up to five days in custody. This program would allow poor defendants the same access to early representation as defendants who can afford to hire private attorneys.

“The Pretrial Release Unit is preventive care for a system infected with bias,” Mr. Adachi said. “Instead of trying to stamp out the problem once it has taken hold, we will step in right after booking, start our investigation, and file a bail motion within eight hours.”

Other key findings of the groundbreaking report show that black defendants are held in pretrial custody for an average of 30 days, or 62 percent longer than whites. Cases involving black defendants also take an average of 90 days to resolve, 14 percent longer than those involving white defendants.

Defendants of color are also convicted of more serious crimes than white defendants, the report found. Black defendants are convicted of 60 percent more felony charges than white defendants and 10 percent fewer misdemeanors. Latino and white defendants have similar felony conviction rates, but Latinos are convicted of 10 percent more misdemeanors and receive probation sentences that are 55 percent longer than whites.

The report found that the ripple effect put in motion by booking charges accounted for 72 percent of the conviction gap between black and white defendants in misdemeanor cases and 46 percent in felony cases. Criminal history accounted for 1 percent and 33 percent, respectively, while demographic and other factors accounted for the rest.

“Overcharging cases has real, human consequences,” Mr. Adachi said. “Today’s booking charges turn into tomorrow’s criminal histories, preventing people from achieving their potential in life.”

The report found, “Even though these disparities are occurring within the plea bargaining system, plea bargaining itself appears to neither contribute to the disparate outcomes, nor to reduce the disparities. Bargaining decisions by public defenders and prosecutors did not appear to increase the disparities that were inherited from the arrest process.”

Instead, the study point that people of color receive “more serious charges at the initial booking stage” and have “pre-existing racial differences reflected in their criminal record, based on previous encounters with the criminal justice system.”

To view the full text of the report, click here.



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About The Author

David Greenwald is the founder, editor, and executive director of the Davis Vanguard. He founded the Vanguard in 2006. David Greenwald moved to Davis in 1996 to attend Graduate School at UC Davis in Political Science. He lives in South Davis with his wife Cecilia Escamilla Greenwald and three children.

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